Securities Fraud

Each day many people throughout the United States fall victim to bogus investment schemes, false promises and subsequently lose their hard earned assets through securities fraud. Securities fraud is a white-collar crime in which a person or company, such as a stockbroker, brokerage firm, corporation or investment bank, misrepresents information that investors use to make decisions.

Hutchison & Tubiana, P.L.L.C. have prosecuted several cases based on fraud which violate both state and federal securities laws. The sale of securities, and the accompanying investment advice, is closely regulated and subject to a plethora of laws. Hutchison & Tubiana, P.L.L.C. has the expertise to guide an investor through these uncertain times. For example, David Hutchison was a stock broker with the prestigious brokerage firm of Prudential Securities for many years. It is during this time, that David became an expert in the financial industry. Upon entering the practice of law, David used this training and extensive experience to successfully prosecute stockbroker, bank and insurance company fraud and misconduct in both the Florida state and federal courts, as well as arbitration panels.